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EnglishVoice Age
Middle Aged (35-54)Transcript
Note: Transcripts are generated using speech recognition software and may contain errors.
This introductory level exam assesses a candidate's knowledge of basic securities industry information, including concepts fundamental toe working in the industry, such as types of products and the risks, the structure of the securities industry, markets, regulatory agencies and their functions and prohibited practices. How is this different then? Say a person new to the industry taking the Series seven exam, the new S I E exam will service the precursor of the other federal exams you're already familiar with.